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Investment Industry Regulatory Organization of Canada
Results: 695

#	Item
141	Rules Notice Notice of Approval Dealer Member Rules Please distribute internally to: Institutional Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-10-30 13:56:03 Financial system Financial regulation Investment Industry Regulatory Organization of Canada Securities Repurchase agreement Canadian securities regulation Short Alternative Trading Systems Trading room Financial economics Finance Financial markets
142	For further information, please contact: June Yee Manager, Corporate Communications[removed]removed] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-11-11 10:11:04 Investment Industry Regulatory Organization of Canada Securities Financial economics Economics Financial Literacy Month Investor education Better Business Bureau Canadian Investment Manager Universal Market Integrity Rules Business Self-regulatory organizations Financial regulation
143	Rules Notice Request for Comments Dealer Member Rules Please distribute internally to: Legal and Compliance Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-12-15 13:06:04 Investment Industry Regulatory Organization of Canada Canadian securities regulation Federal Reserve System Betting in poker Business Finance Banking in Canada Canadian Investor Protection Fund Financial economics
144	For further information, please contact: June Yee Manager, Corporate Communications[removed]removed] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-11-04 11:21:04 Securities Financial regulation Investment Industry Regulatory Organization of Canada Financial economics Personal finance Financial Literacy Month Financial literacy Investor education Economics Finance Self-regulatory organizations
145	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-11-21 10:31:04 Securities Business Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada
146	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Elsa Renzella Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-11-18 15:56:05 Investment Industry Regulatory Organization of Canada Business Self-regulatory organizations Securities Financial regulation
147	Rule Notice Technical Please distribute internally to: Operations Regulatory Accounting Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-11-04 10:01:04 Finance Financial regulation Investment Industry Regulatory Organization of Canada Securities Due diligence Financial economics Franchising Law Contract law Business
148	Microsoft Word - IIROC Headnoted Conformed final clean Order (NS) - March 28,.docx Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-05-07 16:35:42 Securities Asset-backed commercial paper Finance Financial system Investment Financial economics Financial regulation Investment Industry Regulatory Organization of Canada
149	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Elsa Renzella Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-11-13 16:16:05 Investment Industry Regulatory Organization of Canada Financial economics Franchising Financial system Business Securities Financial regulation
150	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Warren Funt Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-11-17 15:41:04 Investment Industry Regulatory Organization of Canada Financial economics Financial system Business Securities Self-regulatory organizations Financial regulation

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